FINRA Arbitration
Most investor disputes against brokerage firms are resolved through FINRA arbitration.
The Financial Industry Regulatory Authority (FINRA) requires that disputes between investors and brokerage firms be resolved through arbitration rather than court. FINRA arbitration is faster and less expensive than litigation, but it is a complex process that requires an experienced advocate. Tracy Stoneman has handled hundreds of FINRA arbitrations over her 30-year career.
Think You Have a Claim?
Tracy Stoneman offers free initial consultations. With over 30 years of exclusive securities litigation experience, she can quickly assess the merits of your case.