Negligence
Brokers who fail to meet their duty of care can be held liable for your losses.
Broker negligence occurs when a financial professional fails to exercise the level of care, skill, and diligence that a reasonably competent broker would use under similar circumstances. This can include failing to conduct adequate research, ignoring your stated investment objectives, or failing to monitor your portfolio appropriately.
Think You Have a Claim?
Tracy Stoneman offers free initial consultations. With over 30 years of exclusive securities litigation experience, she can quickly assess the merits of your case.